Articles
“The Second Coming of the Second Section: The Fourteenth Amendment and Presidential Elections” (with Eric Eisner), 56 Arizona State Law Journal 127 (2024)
Abstract
After the 2020 presidential election, supporters of the losing candidate pressured state legislatures in key battleground states to overturn the results of their states’ popular presidential elections. In the run-up to the 2024 presidential election, concerns about the potential for state legislatures to subvert popular elections have resurfaced. State legislatures may assert that a state’s elected lawmakers have the constitutional authority to choose the state’s Electors for the Electoral College without—or in contravention of the result of—a popular election. We demonstrate that the Fourteenth Amendment provides powerful protection against this threat to the integrity of presidential elections. While the Penalty Clause of the Fourteenth Amendment has long lain dormant, it provides vital and distinct protections, and it is the appropriate vehicle for addressing the threat of state legislative usurpation of presidential elections. Whether or not Article II grants state legislatures power over popular elections, Section 2 of the Fourteenth Amendment, for all practical purposes, ensures that states will provide a popular election for selecting Electors in presidential elections. The weight of recent events makes obvious the importance of clear rules safeguarding the integrity of democracy in America. Curiously, however, scholars have paid little attention to Section 2 of the Fourteenth Amendment and its contemporary relevance. When scholars have considered it, they have typically construed it as a grant of authority enabling Congress to pass legislation. We argue that Section 2 is self-executing and no congressional action is needed for Section 2 to prevent state legislatures from circumventing popular elections.
“Saving Democracy from the Senate” (with A. Michael Froomkin), 2024 Utah Law Review 397 (2024)
Abstract
It should not be surprising that Americans say they are frustrated with their national institutions. Congress, particularly the Senate, responds poorly to the public’s needs and wants because it is increasingly unrepresentative of the electorate. Reform is difficult, however, because each state’s “equal Suffrage” in the Senate is protected by a unique constitutional entrenchment clause. The Entrenchment Clause creates a genuine bar to reform, but that bar is not insurmountable. We first argue that the constitutional proscription on reforming the Senate has been overstated, identifying a range of constitutional reform options that would be permissible despite the Entrenchment Clause. Several of these approaches circumvent the restriction imposed by the Entrenchment Clause by reforming the Senate in ways that do not alter the equal representation of states: disempowering the Senate, abolishing the Senate entirely, or adding at-large nationally elected senators. A different approach involves repealing the Entrenchment Clause and then either passing a second amendment reapportioning the Senate or asking courts to democratize it under the Equal Protection Clause. We then canvass reforms that could move in the direction of democratizing the Senate without constitutional amendment, including admitting new states, breaking up the largest states, and (although we do not advocate it) a new Constitutional Convention. Throughout, we discuss the relative merits and difficulties of each of these options. Reformers and scholars need a clear understanding of the relevant legal frameworks to develop effective strategies. While we recognize that none of these options are easy, we conclude that action to fix the Senate’s democratic deficit is essential—and urgent.
“The Nondelegation Doctrine and the Structure of the Executive,” 41 Yale Journal on Regulation 60 (2024) (available online here)
Abstract
In a series of recent opinions, the Supreme Court has threatened to transform the nondelegation doctrine into a device for imposing sweeping limits on congressional authority to empower the regulatory state. But, as a matter of history and logic, the nondelegation doctrine has a quite different purpose. This Article argues that the nondelegation doctrine plays an underappreciated role in constitutional structure: encouraging the segmentation of executive power. The nondelegation doctrine vindicates the Article I Vesting Clause by preventing Congress from being divested of its legislative power. Its purpose is to reinforce Congress’s legislative supremacy in the realm of ordinary law, not to impede Congress’s ability to achieve legislative objectives by delegating regulatory authority to administrative agencies. The nondelegation doctrine accomplishes its distinctly structural purpose by constraining the delegation of broad powers to the President directly, a constraint that encourages legislative delegation of regulatory authority to administrative agencies. The Article explains as a matter of theory why broad delegations to the President, unlike the delegation of substantial regulatory authority to administrative agencies, jeopardize legislative supremacy and hence pose heightened nondelegation concerns, and it finds strong support for this distinction in the history of nondelegation decisions. It concludes that the diffuse departmental structure of the modern administrative state is a testament to the great success of the nondelegation doctrine, not evidence of its underenforcement. Indeed, the contemporary push to reinvent the nondelegation doctrine in an indiscriminate way would turn it into something closer to its opposite, a cudgel against legislative supremacy rather than its guardian.
“The New Authoritarianism in Public Choice” (with Ian Shapiro), Political Studies 71, no. 3 (2023), pp. 776-794 (available online here)
Abstract
Much early public choice theory focused on alleged pathologies of democratic legislatures, portraying them as irrational, manipulable, or subject to capture. Recent years have seen the emergence of a new strand of argument, reaffirming the old skepticism of legislatures but suggesting that transferring power from legislatures to chief executives offers a solution. Just as the earlier prescriptions ignored the pathologies of the agencies empowered to check and constrain legislatures, so the new scholarship overlooks the pathologies of executive power. The primary sources of congressional dysfunction call for reforms that would strengthen Congress instead of hobbling it in new ways that exacerbate the drift toward authoritarian presidentialism in the American system. Executive aggrandizement is a consequence of decades of institutional malfunction, worsened by right-wing attacks on legislative capacity. This has been the enduring impact of the public choice movement since the 1950s, but its twenty-first century offshoot is especially malign.
“Democracy” (with Robert A. Dahl and Ian Shapiro), Encyclopedia Britannica
Working Papers
“The Death of Administrative Law“
Abstract
Administrative law is a system for enabling Congress to confer discretion on executive agents constrained by deliberative reason-giving obligations that tether executive implementation to a legislative plan. Requiring administrative agents to execute a deliberative procedure enables Congress to elicit the benefit of superior administrative expertise and evidence-gathering capacity while mooring agencies to the considerations that Congress chose to make relevant. But, across its recent administrative law decisions, the Roberts Court has evinced skepticism toward the traditional approach to legitimating and constraining executive discretion through deliberation. At the same time, the Court is increasingly imposing restrictive ex ante constraints, of its own devising, on administrative agencies. The substitution of ex ante constraints for ex post constraints undermines Congress’s ability to benefit from administrative discretion at the same time that it vitiates the deliberative incentives that administrative law has traditionally imposed on administrative agencies.
The modern settlement in separation of powers limited Congress from controlling the execution of the law directly but enabled Congress to provide for control mediated by an independent judiciary. The Court’s new hostility to administrative law challenges this settlement, with potentially dire consequences for the separation of powers. Even as the Court purports to limit the scope of congressional delegation to the executive, its retreat from traditional reason-giving requirements underwrites a substantial transfer of power from Congress to the President. Indeed, the Court’s antipathy to administrative law has intellectual roots in a dangerous theory of Article II, the implications of which go significantly further than has been acknowledged. Yet there is a better reading of Article II that centers on the deliberative rather than managerial character of the executive branch. The deliberative Article II supports congressional choices to guide executive discretion through administrative procedure.
“The Vesting Clauses and the Presidential Veto“
Abstract
In an era of ascendant formalism, the Article I Vesting Clause is an underappreciated vehicle for vindicating congressional primacy. Separation of powers formalists, who treat the Constitution’s Vesting Clauses as substantive power grants, have tended to regard congressional power as being of little interest. Nevertheless, this Article demonstrates, applying their methodology to Article I produces surprising results. The Article I Vesting Clause contains the apparently absolute conferral of “[a]ll legislative Powers herein granted” to Congress, but Article I’s provision for a presidential veto appears to be in tension with this pronouncement. This tension has significant implications for separation of powers theory. Either (1) the Article I Vesting Clause does not mean what it says (raising serious doubts about presidential power proponents’ analogous reliance on the Article II Vesting Clause as a substantive power grant), (2) the presidential veto is not a “legislative power” (raising deep challenges for separation of powers formalism, which relies on a strict tripartite categorization of powers), or else (3) the presidential veto is a power subject to the control of Congress. Formalists cannot avoid this dramatic conclusion without renouncing some of their other commitments. Formalists in recent decades have leveraged Vesting Clause essentialism as a wellspring of presidential power, but this Article shows that either formalists must abandon their embrace of Vesting Clause essentialism, undermining the putative constitutional basis for the unitary executive theory and inherent presidential powers, or else defenders of Congress have powerful textual resources to fight back on formalists’ own turf.
“Taking Stock of Property Essentialism“
Abstract
A recent line of Supreme Court cases on the Takings Clause, most strikingly Cedar Point Nursery v. Hassid, which held that a California law granting labor organizers a right to access agricultural property constituted a per se physical taking, has advanced an increasingly essentialist vision of property rights. Property essentialism—the view that the essence of a property right is the right of an owner to exert control over a thing, including by excluding others from the use of the thing—has historically been antithetical to the Takings Clause, which permits government acquisitions of private property so long as the government pays “just compensation.” This Article argues that, taken seriously, the Cedar Point approach shifts Takings law from the goal of compensation to the goal of deterrence. In other words, the Court’s new approach seeks to substitute what Calabresi and Melamed famously called “property rule” protection for the “liability rule” protection that the Takings Clause traditionally provided. The import of the Court’s essentialist language so far has been little more than rhetorical, but the logic of this language opens the door to potentially sweeping changes in Takings doctrine. The Court should not go further down this road. Not only would the introduction of property essentialism be in stark tension with the text of the Takings Clause and with longstanding precedent, it would also produce adverse—and to some degree unintended—consequences, undermining the policies that the Takings Clause has traditionally vindicated and ultimately jeopardizing the Constitution’s protection of private property. Moreover, the incompatibility of the Takings Clause with property essentialism provides new and powerful grounds for rejecting property essentialism as both a normative aspiration for and an empirical characterization of U.S. property law.
“The President’s Duty to Commission Officers“
Abstract
The Constitution contains an anti-unitary executive provision in the Commission Clause, which says that the President “shall Commission all the Officers of the United States.” The import of the Commission Clause is that the President lacks discretion to refuse to provide a commission to an Officer of the United States who has been properly appointed under statutory law and under the Appointments Clause—including by an official other than the President. Because it would be futile for the Constitution to require the President to commission someone whom the President could remove at will, the Commission Clause demonstrates that the Constitution contemplates cases in which the President will lack removal authority. Indeed, the purpose of the Commission Clause is to secure presidential fidelity to congressional choices about the structure of government. The Article supports this conclusion with analysis of the text of the Commission Clause; its place within the Constitution’s structure, in particular its relationship to the Take Care Clause; its drafting history; the functional significance of commissions in the early Republic; and judicial precedent, in particular Marbury v. Madison. In fact, in Marbury, Chief Justice Marshall suggests outright that, if an officer is properly appointed under statutory law and under the Appointments Clause, then for the President “to issue a commission would be apparently a duty distinct from the appointment, the performance of which, perhaps, could not legally be refused.” In addition to refuting the unitary executive theory, the Commission Clause has implications for understanding presidential duties under the Take Care Clause and congressional prerogatives under the Necessary and Proper Clause. The Commission Clause, as interpreted by Marbury, demonstrates that Congress can lawfully enlist the assistance of judicial supervision in enforcing at least some presidential duties. At the same time, the content of the President’s obligation to take care that the laws be faithfully executed must be filled in by the content of laws that generate presidential obligations.
“Officers” (with Eric Eisner)
Abstract
Recent controversies around enforcement of the Emoluments Clause and the Insurrection Clause against Donald Trump have elevated to prominence the previously little-studied question of whether the President is an officer of the United States. That question in turn invites examination of the President’s place within the U.S. constitutional structure, itself the subject of ongoing upheaval and controversy in U.S. constitutional law. Scholars who argue that the President is not an officer of the United States have rested their case on the revisionist view that the President occupies a preeminent place in American government, standing above mere officers of the United States. Recognizing the President as an officer of the United States, by contrast, would subject the President to the Emoluments and Insurrection Clauses—as well as to congressional regulation under the Necessary and Proper Clause—underscoring the President’s subordinate status to Congress.
A fully satisfying and parsimonious theory of constitutional officers and offices has yet to emerge in the scholarly literature. The Constitution speaks of “Officers,” “Officers of the United States,” and “Offices under [the Authority of] the United States.” Some scholars equate “Officers” with officers of the United States, excluding legislators and thereby rendering the Presidential Succession Act unconstitutional. But “Officers” unmodified includes both legislative officers and officers of the United States. Other scholars contend that officers of the United States must be appointed, not elected. But the Constitution makes no distinction between “election” and “appointment.” The view of the President as a popularly accountable figure is also deeply anachronistic. We argue that the categories of Officer of the United States and holder of an Office under the United States are interchangeable and that the Constitution distinguishes officers of the United States (including the President), who are agents of the sovereign people, from legislators, who are the people’s political representatives, and from legislative officers, who are agents of the legislators.
Some consequences of our distinction are that the Presidential Succession Act is constitutional and that the President is subject to the Emoluments Clause and the Fourteenth Amendment Section Three disability. Our analysis also yields a broader theoretical implication: rather than jurifidying politics in order to attenuate political control, the Constitution juridifies administration in order to protect political control. Much of its architecture is geared toward policing subordinates of Congress to keep them in line with congressional will.
“The Substitution Clause” (with Eric Eisner)
Abstract
Article II, Section 1, Clause 6 of the U.S. Constitution typically bears a misleading name: the Succession Clause. That description obscures the true constitutional status of the officials who may be called upon to act as President in an emergency. They do not succeed to the presidency but rather act as a presidential substitute. A more fitting name would be the Substitution Clause. This common misunderstanding of the constitutional text also creates confusion about the qualifications that an official must have to be authorized to act as President.
There appears to be little controversy around counting John Tyler as the tenth President of the United States (just as there is little—although perhaps somewhat more—controversy around counting Donald Trump as the forty-seventh President today). When Tyler first claimed this title after the death of William Henry Harrison, however, John Quincy Adams and other critics objected that he was not President at all; he was the Vice President, acting as President. Tyler got his way, and subsequent Vice Presidents faced with the same situation all followed the “Tyler precedent.” The Twenty-fifth Amendment eliminated the ambiguity surrounding the proper role of the Vice President following the removal, death, or resignation of the President, but the same provision that governed the succession of the Vice President in the pre-Twenty-fifth Amendment Constitution still governs the line of succession after the Vice President.
An important consequence of a proper reading of the Substitution Clause is that the resignation requirement of the Presidential Succession Act of 1947 is unconstitutional. The 1947 statute requires an officer to resign her office before she may take over from a departed or incapacitated President. But the Substitution Clause does not authorize a person to become President; it annexes the powers and duties of the office of President to another office, and the holder of that office acts as President ex officio. Many scholars have claimed that the Presidential Succession Act of 1947 is unconstitutional because the Speaker of the House is not an “Officer” for the purposes of the Substitution Clause. We disagree. The sole constitutional infirmity of the statute is the resignation requirement. Another important consequence is that an acting President does not need to be constitutionally qualified to be President. For example, a naturalized citizen, serving as Speaker of the House, could act as President.
The Substitution Clause did not authorize Tyler to become President, and so he never became President. He was the Vice President, acting as President. For many Americans, however, the Tyler precedent seems to have acted as a kind of unofficial constitutional amendment. While the meaning of the Substitution Clause and the controversy over Tyler’s claims to be President have been largely forgotten, both the text and the history of the Substitution Clause are clear: a designated officer can act as President; she cannot become President.
“Presidency Exceptionalism“
Abstract
Separation of powers systems are often characterized as “presidentialist.” This characterization betrays a deep flaw in the prevailing conceptualization of the separation of powers. Indeed, Trump v. United States provides a powerful illustration of this ideology—and of its defects. While the decision elicited horror among many in the legal community, it is perhaps more important for what is unexceptional about it than for what is aberrant. Trump v. United States sheds light on the presidency exceptionalism that already ran throughout our law and the regnant ideology of the separation of powers. U.S. constitutional law typically declines to apply ordinary principles of legal interpretation in determining the scope of presidential authority, and it habitually treats the President as being outside the reach of statutory law. The clearest doctrinal manifestation of this impulse is in the recent removals revolution, exemplified by Seila Law, which licenses the President to disregard legal constraints on presidential will. Congressional choices to subject the President to law can never vitiate the rule of law, but judicial efforts to impair Congress from subjecting the President to law always risk doing so.
“‘Any Office or Public Trust under the United States’: The Scope of the No Religious Test Clause” (with Eric Eisner)
Abstract
Recently, there has been a flurry of scholarship about what the Constitution means by “Officer,” “officer of the United States,” and related locutions, but there has been comparatively little scholarship on the meaning of “public Trust under the United States” in the No Religious Test Clause. The scholarship on the No Religious Test Clause has paid more attention to the meaning of “religious tTest” than to the meaning of public trust, and inquiries into the meaning of public trust have paid little attention to early state constitutions. Examining the drafting and ratification history of the Constitution, the texts of early state constitutions, and highly publicized controversies over the religious tests in Maryland and North Carolina, this Essay argues for an expansive reading of “public Trust under the United States.”
Popular Writing
“Textual Tensions in the Vesting Thesis,” The Regulatory Review (Oct. 21, 2024)
“How the 14th Amendment Prevents State Legislatures from Subverting Popular Presidential Elections” (with Eric Eisner), The Conversation (Aug. 29, 2024)